DB2 Locking, Part 4: Page and Row Locks

In the first three installments of this series on DB2 locking we have looked ata broad overview of locking (part 1), table and table space locks (part 2) and the difference between locks and latches (part 3). Today we will move ahead and discuss page and row locking.

Page Locking

The types of page locks that DB2 can take are outlined in Table 1. S-locks allow data to be read concurrently but not modified. With an X-lock, data on a page can be modified (with INSERT, UPDATE, or DELETE), but concurrent access is not allowed. U-locks enable X-locks to be queued, whereas S-locks exist on data that must be modified.

Table 1. Page Locks

As with table space locks, concurrent page locks can be acquired but only with compatible page locks. The compatibility matrix for page locks is shown in Table 2.

Table 2. Page Lock Compatibility Matrix

When are these page locks taken? Page locks can be acquired only under the following conditions:

• The DDL for the object requesting a lock specifies LOCKSIZE PAGE or LOCKSIZE ANY.
• If LOCKSIZE ANY was specified, the NUMLKTS threshold or the table space LOCKMAX specification must not have been exceeded. You learn more about these topics later in this section.

Keep in mind, though, that if ISOLATION(RR) was used when the program was bound, the optimizer might decide not to use page locking even if the above criteria are met.

If all these factors are met, page locking progresses as outlined in Table 3. The type of processing in the left column causes the indicated page lock to be acquired for the scope of pages identified in the right column. DB2 holds each page lock until it is released as specified in the ISOLATION level of the plan requesting the particular lock. Page locks can be promoted from one type of lock to another based on the type of processing that is occurring. A program can FETCH a row using a cursor with the FOR UPDATE OF clause, causing a U-lock to be acquired on that row’s page. Later, the program can modify that row, causing the U-lock to be promoted to an X-lock.

Table 3. How Page Locks Are Acquired

Row Locks

The smallest piece of DB2 data that you can lock is the individual row. The types of row locks that DB2 can take are similar to the types of page locks that it can take. Refer back to Table 1 and simply replace Page with Row. So row locks act like page locks, only on a smaller granularity (that is, on rows instead of pages). 

S-locks allow data to be read concurrently but not modified. With an X-lock, you can modify data in that row (using INSERT, UPDATE, MERGE, or DELETE), but concurrent access is not allowed. U-locks enable X-locks to be queued, whereas S-locks exist on data that must be modified.

Once again, concurrent row locks can be acquired but only with compatible row locks. Table 2 works the same way for row locks as it does for page locks. 

When are these row locks taken? Row locks can be acquired when the DDL for the object requesting a lock specifies LOCKSIZE ROW. (Although it is theoretically possible for LOCKSIZE ANY to choose row locks, in practice I have yet to see this happen.) Again, we can use an earlier Table (Table 3) replacing the word page with the word row to see how row locking progresses. The type of processing in the left column causes the indicated row lock to be acquired for the scope of rows identified in the right column. A row lock is held until it is released as specified by the ISOLATION level of the plan requesting the particular lock.

Row locks can be promoted from one type of lock to another based on the type of processing that is occurring. A program can FETCH a row using a cursor with the FOR UPDATE OF clause, causing a U-lock to be acquired on that row. Later, the program can modify that row, causing the U-lock to be promoted to an X-lock.

Page Locks Versus Row Locks

The answer to the question of whether to use page locks or row locks is, of course, “It depends!” The nature of your specific data and applications determine whether page or row locks are most applicable.

The resources required to acquire, maintain, and release a row lock are just about the same as the resources required for a page lock. Therefore, the number of rows per page must be factored into the row-versus-page locking decision. The more rows per page, the more resources row locking will consume. For example, a table space with a single table that houses 25 rows per page can consume as much as 25 times more resources for locking if row locks are chosen over page locks. Of course, this estimate is very rough, and other factors (such as lock avoidance) can reduce the number of locks acquired, and thereby reduce the overhead associated with row locking. However, locking a row-at-a-time instead of a page-at-a-time can reduce contention. Row locking almost always consumes more resources than page locking. Likewise, if two applications running concurrently access the same data in different orders, row locking might actually decrease concurrent data access.

You must therefore ask these questions:

• What is the nature of the applications that access the objects in question? Of course, the answer to this question differs not only from organization to organization, but also from application to application within the same organization.
• Which is more important, reducing the resources required to execute an application or increasing data availability? The answer to this question will depend upon the priorities set by your organization and any application teams accessing the data.

As a general rule of thumb, favor specifying LOCKSIZE PAGE, as page locking is generally the most practical locking strategy for most applications. If you’re experiencing severe contention problems on a table space that is currently using LOCKSIZE PAGE, consider changing to LOCKSIZE ROW and gauging the impact on performance, resource consumption, and concurrent data access. Alternatively, you also might choose to specify LOCKSIZE ANY and let DB2 choose the type of locking to be performed.

Note

Note: A possible alternative to row locking is to specify MAXROWS 1 for the table space and use LOCKSIZE PAGE (or LOCKSIZE ANY), instead of LOCKSIZE ROW.